TOR-2008-5 TRENCH PERMITS ��p�r�oo$�� I re,A�� ern���
1
" i
07
�_t cc,
TOR-2008-5
AN ORDINANCE CREATING ARTICLE IV OF CHAPTER 155
OF THE CODE OF THE TOWN OF AGAWAM ESTABLISHING A
PERMITTING AUTHORITY AND A PERMIT FEE
FOR TRENCH PERMITS IN THE TOWN OF AGAWAM
PURSUANT TO M.G.L. CHAPTER 82A
WHEREAS, the Commonwealth of Massachusetts has enacted
legislation (Massachusetts General Laws Chapter 82A) and adopted
regulations (520 CMR 14.00) relative to excavation and trench safety;
WHEREAS, the legislation and the regulations promulgated
thereunder require all municipalities in the Commonwealth to
designate one board or officer to issue trench permits and to set a fee
for trench permits in the Town of Agawam-,
WHEREAS, the Superintendent of Public Works or his designee
currently regulates excavations in public ways and licenses drain
layers installing building sewers and drains;
WHEREAS, it is in the best interests of the Town of Agawam to
designate the Superintendent of Public Works to issue trench permits
in the Town of Agawam and to set a fee of twenty-five ($25,00) dollars
for a trench permit; and
NOW THEREFORE, BE IT RESOLVED BY THE AGAWAM TOWN
COUNCIL that the following Article IV entitled "TRENCH PERMITS" be
added to Chapter 155 entitled "STREETS AND SIDEWALKS" of the
Code of the Town of Agawam:
CZ5
§155-27 entitled "Trench Permits" and F4155-28 entitle
"Trench Permit Fee" are hereby added to the Code of the TowrR gt�:-
:E�C'j
of Agawam under the designatiun of Article IV to Chapter 15,5,
to read as follows:
ZZr.
"ARTICLE IV — TRENCH PERMITS
§155-27. Trench Permits.
Pursuant to Massachusetts General Laws Chapter 82A and 520 CMR
14.00, as amended from time to time, the Superintendent of Public
Works or his designee is designated as the permitting authority for the
issuance of trench permits in the Town of Agawam. In the issuance of
trench permits, the Superintendent of Public Works or his designee
shall follow the requirements of Massachusetts General Laws Chapter
82A and 520 CMR 14.00, as amended from time to time.
§155-27. Trench Permit Fee.
The fee for a trench permit in the Town of Agawam shall be twenty-
five ($25.00) dollars. The Town of Agawam shall be exempt from the
payment of trench permit fees under this ordinance."
PER ORDER OF THE AGAWAM CITY COUNCIL
Gipla 'K. Let'ellier,V,/ds-ide'nt
APPROVED AS TO FORM AND LEGALITY
Christopher C. Joh n, City Solicitor
MAYORAL ACTIO
Received this day of 0 LCO nL&U 2008 from Town Council Clerk.
Signed by Council Prcsident this zt- dayof 2QXjj3UWj
, 2008.
APPROVAL OF LEGISLATION
By the powers vested in me pursuant to Article 3, Section 3-6 of the Agawarn Charter, as
afllen�q, I hereby approve the passage of the above legislation on this E-.Qr4 day of
-Le-0-,Yk 2 00 S.
Li
S Usan R. Dawson, Mayor
DISAPPRO VAL OF LEGISLATION
By the powers vested in Me pUrsuant to Article 3, Section 3-6 of the Agaxvam Charter, as
amended, I hereby veto the passage of the above legislation on this day of
1.2 0
2008 for the following reason(s):
SLISan R. Dawson, Mayor
RETURN OF LEGISLATION TO COUNCIL CLERK
rVO
Retumed to COL11161 Clerk this day of �JJX-tN IWA 2008.
TOR-2008-5
AN ORDINANCE CREATING ARTICLE IV OF CHAPTER 1S5
OF THE CODE OF THE TOWN OF AGAWAM ESTABLISHING A
PERMITTING AUTHORITY AND A PERMIT FEE
FOR TRENCH PERMITS IN THE TOWN OF AGAWAM
PURSUANT TO M.G.L. CHAPTER 82A
WHEREAS, the Commonwealth of Massachusetts has enacted
legislation (Massachusetts General Laws Chapter 82A) and adopted
regulations (520 CMR 14.00) relative to excavation and trench safety;
WHEREAS, the legislation and the regulations promulgated
thereunder require all municipalities in the Commonwealth to
designate one board or officer to issue trench permits and to set a fee
for trench permits in the Town of Agawam;
WHEREAS, the Superintendent of Public Works or his designee
currently regulates excavations in public ways and licenses drain
layers installing building sewers and drains;
WHEREAS, it is in the best interests of the Town of Agawam to
designate the Superintendent of Public Works to issue trench permits
in the Town of Agawam and to set a fee of twenty-five ($25.00) dollars
for a trench permit; and
NOW THEREFORE, BE IT RESOLVED BY THE AGAWAM TOWN
COUNCIL that the following Article IV entitled "TRENCH PERMITS" be
added to Chapter 155 entitled "STREETS AND SIDEWALKS" of the
Code of the Town of Agawam:
4155-27 entitled "Trench Permits" and 4155-28 entitled
"'Trench Permit Fee" are hereby added to the Code of the Town
of Agawam-under the designation of Article IV to Chapter 155
to read as follows:
"ARTICLE IV — TRENCH PERMITS
§155-27. Trench Permits.
Pursuant to Massachusetts General Laws Chapter 82A and 520 CMR
14.00, as amended from time to time, the Superintendent of Public
Works or his designee is designated as the permitting authority for the
issuance of trench permits in the Town of Agawam. In the issuance of
trench permits, the Superintendent of Public Works or his designee
shall follow the requirements of Massachusetts General Laws Chapter
82A and 520 CMR 14.00, as amended from time to time.
§155-27. Trench Permit Fee.
The fee for a trench permit in the Town of Agawam shall be twenty-
five ($25.00) dollars. The Town of Agawam shall be exempt from the
payment of trench permit fees under this ordinance."
PER ORDER OF THE AGAWAM CITY COUNCIL
Gina M. Letellier, President
APPROVED AS TO FORM AND LEGALITY
Christopher C. Joh n, City Solicitor
To: Mayor Susan R. Dawson
;4
From-, John P.Stone, supt. D.P.W.
Dominic Urbinati, Building Inspector
Re; Trench Excavation Permitting
Date: May8, 2008
We have followed up on the e-mail you forwarded to the DPW last month regarding a new state law
requiring a community to issue permits for trenches on private and public property. This requirement
goes into effect January 1, 2009. it seems a local by-laws may well be needed to authorize the
permitting and the collection of any fee. The first step is to decide on which Department will issue the
required permits. The State has suggested that Public works or Building Inspection Departments may be
the approprIate local agency to handle the permitting.
We have discussed this requirement and recommend that this responsibility be assigned to Public Works
as they already are issuing permits for excavations on a public way and are most likely to have
knowledge of excavations meeting the definition of a trench in this law.
Please advise as to how or if you desire us to proceed.
Cn C;�j
CZ C..)
LU
_j
CY_
C-4
<
-= !) (�
==
CL
Cm
ILI
C,L AL- C_
C,
Le-4A..
'b AON 8001
,PIVVY
520 CMR 14 ,000
Excavation & Trench Safety
Regulations :
0
An Introduction for Municipal
Administrators
Conunissioner Thomas G. Gatcimis, Department of Public Safety
Commissioner Laura M. Marlin, Division of Occupational Safety
r. n��lll��KKK�E������/�l.
jy1
i�
Background
• AZguus' 20, 1999: 4-year-old Jackie Moore dies after being buried in freshly
g t unattended h-ench in a Bridgewater bacic�.
• DPS takes action against excavator's license. OSHA assesses penalties for
failure to backfill tfench and failure to provide safe means of egress.
— At the time of the accide-iit, no re0ations relative to trench
safety for the General Public at ufnattended trenches existed in
the Conunonwealth.
• December 4, 2002: Le - lature enacts legislation relative to excavation and
trench safety, MGL c. W.2' A.
§1 authorizes DPS and DOS to pror�iWgate regs and requires the U.S.
Department of Labor/C)SHA to certify.
§2 provides for a pennitting authority within municipalities and public
agencies and establishes a permit requirement.
§3 sets forth the pennit contents
§4 provides for definitions
§5 establishes that the trEnch regulations complement and do not
supersede the Dig Safe laws.
I listory of the Regulations
• 02/21/2006: First draft of regulations suUmitted. to U.S.
Dearhment of Labor/OSHA for approval puramt to
K�6L c. 82A, §1 .
• 06/28/2006: DPS/DOS notified b OSHA that draft
regs likely to be preempted by federal law.
• 08/01/2006: DPS/DOS meet with OSHA to discuss
regs
• 09/25/2006: Second draft of regulations submitted to
OSHA.
• 12/14/2006: Final draft of significantly pared regs
submitted to OSHA
• 02/27/2007: DOS/DPS notified that regs satisfactory�,z.-
(i.e. tmlikely to be preempted by federal law)
.
�: n
Scope 8z Purpose of Trench Safety .
Laws: c . 82A & 520 CNM 14.00
• Two purposes:
— Protect the General Public from hazards inherent
in trenches; and
— Provide for penalties for violations.
• The laws apply to Excavators and set forth
actions excavators must take to protect the
General Public.
-- The law does not apply to worker safety.
IrOP 5. .
�3• ,r
Irv% L
rn
1 � a can Q o
x 4-J
t7J
tin w�- t]Q {-j
Ary d. vy 4-1 CC3R b0
u o .Q)
--- Ln
a� _jt 5 4-j
41
C q} O
O 4a
-C
a- O
!.
A
i, t
Uri, 4
4-4
4-1
ei
rt y
cn ' •a• fir.%
4x 4-1
How do the regs achieve the purpose
of protecting the General Public?
• .Purpose: To provide protections 'to the General
Public from the hazards inherent in unattended
trenches.
1 . Requires excavators to obtain a pen-nit.
2. Requires excavators to provide protections when
trenches are unattended.
3. Deters violations by authorizing the collection of
fines.
Yh'�
What are municipalities required to
do?
1 . Establish a permitting authority.
2. Require permits.
I Regulate their own municipal departments
creating trenches.
4. Shut down trenches where violations found.
F
L Municipalities are required to
establish a ei�ni
t� tting authority.
• Required pursuant to MGL c . 82A, §2 and 520
CMR 14.03(l ) .
• The permitting authority is responsible for:
— The issuance of french permits;
— The collection of permit fees; and
— The enforcement of protections for the General
Public required by 520 CMR 14-04.
• The designation of a permitting authority may
require action by Town Meeting.
L
Who should a municipality designate
as the permitting authority?
• One board or officer (N4GL c. 82A, §2).
• Cities d towns may designate through a Town
an
Meeting Warrant Article.
• NOTE: Cities and towns may also choose to adopt more
stringent safety requirements through ordinance or by-law.
• DPS and DOS recommend the designation of an
individual or board presumed to have knowledge of
excavation safety already, such as:
— A Local Building Commissioner or Inspector;
— A Fire Chief or other Local Fire Department Official;
— A DPW Director; or
— A City or Town Engineer. ,.
e
2 . Municipalities must reqw* re a -trench
pennit.
Perndts are IN. Wred whenever you me making a trench,, as that
definition applies.
Note, however, that the Trench Safety regs must be read in
conjunction with the Building Code.
— Excavations solely to lace a foundation ge all fall outside the
2A) ntteiereTore they do not
definition of a trench according to c. 8
require a trench pem-dt.
— Building Code and Trench Regs provide for many of the same General
Public protections, with some exceptions.
Finafly, some excavations may require bodt a trench and a building
pem-tit-
For example, the
construction of a Trench Permit
house with a septic
7
system will require
both: a building
permit for the
foundation and a
trench permit for f
r
the trench
excavation for the
septic system. -------
What is needed to obtain a permit?
• Required:
— A completed application to excavate a trench; and
— A certificate of utisurance with general liability
coverage of $100,000 per person and $300,000 per
claim.
(See MGL c. 82A, C'2)
• Optional at discretion of municipality:
— A reasonable permit fee.
➢The purpose of the fee is to cover the administrative
costs of reviewing and processing the permits. 5.5 - St�
fi< <
J��Ocn
What infoTmation must the permit
application reqpire?
'Me rer*- emmts of the pennit application are outlined in 520 CMR
14.03(
— Dig Safe number
— Name and contact infort-nation of the pem--dt holder;
— Name and contact infonnation of the excavator(s);
The penrdt-ting authority shoWd realize that the specific excavator, co,�
, Zent
may change on complex pipjects. forgerson; and
=0 cessary during the course of the project.
Name of the copVgtent person(s);
Name of the person(s) performing the excavation of the trench;
Pennit expiration date (where applicable);
Specific location of the trench (puramt to MGL c. 82A, §2)
Name and contact information of the insurer; and
Statements recl=ed b MGL c. 82A, §3 relative to the r Of
fan-uhanty wlffi 520 M 14.00 and 29 CFR 1926-650 SHA).
The Pennit is similar to the Street Opening Pem-iit and the
application for a Trench Pennit may be included with that
dp�phcation.
Who must obtain a permit .?
• ANY excavator, whether a public agency; public
utility; municipal DPW, private company or
citizen, who plans to dig a french must obtain a
pen-nit.
• Pen-nits must be obtained prior to beginning* the
excavation of a trench in or on any:
— public way;
— public property; or
— privately owned land.
'Exceptions exist for emergencies.
�'a
Do excavators need a permit even
in the case of an emergency?
a IDM,ergermt�y: an unforeseen condition in which
the safety of the public is in imminent danger
because of a threat to life or health or where
immediate correction is required to maintain or
restore essential public utility service.
• Emergencies relax the requirement for a pen-nit
bejbm beginning to excavate, but not the
requirement for a pen-nit all together.
— Excavators must still obtain a permit from the A?5= •�,c
permitting authority upon the first reasonable � 4
=L
opporttmity (i.e. business hours).
3 . Municipalities must regulate
their own munic ipal departments
creating trenches.
• Municipal departments must adhere to the
saute standards of permitting and General
Public protections as other excavators.
• Blanket pen-nits for large projects may be
authorized through the adoption of a local by-
law.
— Key: Specific location of the trench must always
be on file with the pennitting authority! (MGL c }'''"Mp»,`<<
82A., §2)
tel:
4 . Municipal ities are required to
shut down trenches where a
violation is found and may take
other actions .
• Possible actions include:
— Immediate shutdown by DPS, DOS, or local
authorities for a serious threat to public safety.
— Post-hearing suspension or revocation of permit.
— Imposition by the DPS of furffier administrative
fines against the excavator (MGL c. 82A, Sl ) .
What does the .pern-iitting authority
look for at a trench site?
• Is the trench unattended?
• Is the permit posted in plain view at the site of the
french?
— What's plain view?
• The cabs of the hoisting equipment (so as not to block
the view of the operator);
• The window of the construction trailer.
• Is the permit provided upon request?
• Have effective protections for the General Public
been implemented?
• Does the information at the site match thetu AC,
4-
L�aC
information on the permit
? � �'°
When do pennifttrig .. authorities
0 0
order an immecliate shutdowli?.
Men the mu--dcipaW finds:
— A fatality or serious * 1*qW-to the general public; or
jLj
— A failure to use effective protections for the.General Public
as required by 14.04; or
— Any other condition that constitLites a serious threat to life,
limb, or property of the General Public as detennined by
the Pennitting Authority; or
— The excavator failed to obtain a pennit.
Shutdown remains in effect until condition corrected to
satisfaction of authority responsible for shut down.
— Reinspection required.
— Penydt holder has a right to appeal irimediate shutdov%n
within 10 calendar days. -TON
What are effective protections for
the General Public?
• Protecting the General Public from unauthorized
access to unattended trenches is as easy as
A-B-B-C.
I . Attendance
2. Barriers
3. Backfill; or
4. Covers
• All unattended trenches must be protected from
access, whether on public ways, public lands,
and private properly.
Sr�Jc^
W ate`
Effective Protections on Public
ays .. .
• ff' es covers or barriers when
no less ffianMinches thick
Pray .
treridi unattended.
— Covers niust be steel plates
�� _ �•}- _-� :�-j3,=Yam,:-�x� ��.�
or equivalent and placed
over the excavation or
trench
— Barriers used instead of
covers to secure an
unattended trench 4-iall be
no less
_ -.tom-_ .c-•�7c
than 6 feet in height;
Barriers be adequately
stable and supported so as
not to be blown over or
easily moved
.�.
Nomoreffian. 4 inches • �, t
multi-
sectioned barriers
,tip
Barriers shall be placed so as
to be unaffected r
conditions • ! cave
of trench
Effective Protections at Fixed
Worksites Barricade at
Fixed work site- work site that is No spaces in least 6' high
not located on a ublic -v�uy where fencing
I
the excavationoFa trench occurs.
morizoniaT
Covers, portable barriers, or supports on the
baddillii-i
attend-Ayeq�ed where trench is
RE int - or
un
Covers must be steel plates no
less fl-tan-3/4inches thick or A .
equivalent and placed over the
excavation or trench
Portable barriers shall be
erected to preclude
unauthoriied entry, for
example:
• Placement of horizontal
SLTWrts shall be on the inside
ofthe barrier;
• Barriers shall be at least 6 feet
in height; L4
• Spaces in fencing shall not Photo from trench, looking out.
exceed 4"'
• Baniers shall be clearly
kIr
marked
M.unicipalifies may also suspend or
revoke a penrnit after a heafing. . .
• Pen-nitting authbrity may suspend or revoke a permit followng
a hearing, in addifion to ordering an immediate shutdown.
• Individual permitting authorities shall establish their own
gromds. consistent with the Trench Regulations for revoking
or suspending a pennit holder's permit.
BUT NOTE: Any suspension or revocation by the pennitting
authority must not be imposed in a mamer that re0ates worker
safety!
• Hearings must be held in accordance with MGL c. 30A
(Massachusetts Administrative Procedure Act) and 801 C
1 .02 (Tnf6ni1aVFair Hearing Rules).
520 CMR 14 . 00
Excavafion & Trench Safe
Reoafion Recap ' 100
What the regulations do:
i
Requires per�mtting authorities, which include mimic' ali * s and
p h excavation o= on
ub .c aoencies, to issue permits for the
�fivatel�or p&hcly owfied land within their jurisdiction.
Sets forffi the requirements for and content of permits.
Authorizes the shut down of trench. sites for failure to obtain a
permit-
• Allows municipalifies to charg� perrmt fees which may be retained
by the municifiality for costs rekited to administration of the
regulations.
• Establishes re ments for barriers and covers for use with
unattended trenches.
• Allows for the perrnittimzy rAY-j DPS, or DOS to take immediate
action toShutdo-wn and er that.-a trench be made safe where
unsafe condifions are fomd.
Authorizes the Departmep� to assess fines against excavators fo
allowing unsafe unattended trenches.
PenniWng authority may require
more stringent public safety
0 0
provisions that do not conflict with
520 CMR 14 ,0000
• Additional provisions are generally adopted
through by-law or regulation.
• Examples:
— Police detail requirement in the event of an
immediate shutdown that requires reimbursement
by the excavato r.
— Mandatory inspection requirement.
— Blanket permit provision.
Regulation Recap, Cont.
It is also critical to understand what the regulations do not
require. The Trench Safety regs:
• Do not require a trench pen-nit for the excavation of
bu7ilf
CIMAoundations (bCiflding pen-nits are still
re
• Do not mandate inspections.
• Do not regulate worker safety already covered by
OSHA (i.e.: the use of trench boxes).
• Do not require a trench permit in the case of an
emergency.
• Do not allow for the suspension or revocation of
pe=ts based solely on worker-related OSHA 5 � �-�t�
violations.
fi
14 . 02 Definifions
Competent Person- A person or persons who is capable of identifying existing and predictable
hazards in the surroundings, or working conditions which are unsanitary, hazardous, or dangerous
to people, and who has authorization to take prompt corrective measures to eliminate them. A
competent person must be able to demonstrate that he or she has been trained in and are
knowledgeable about: soil analysis, the use of protective systems and the requirements of this
regulation.
Emergency- An unforeseen condition in which the safety of the public is in imminent danger
because of a threat to life or health or where immediate correction is required to maintain or
restore essential public utility service.
Excavator— Any entity including, but not limited to, a person, partnership, joint venture, trust,
corporation, association, public utility, company or state or local government body or public agency
which performs excavation operations including the excavation of trenches.
General Public — All natural persons not engaged in the creation of a trench.
Permit Holder —The excavator who is responsible for acquiring a permit from the Permitting ,
Authority.
Permitting Authority — A city, town, or public agency required to administer the provisions of 520
C.M-'R. 14.03.
Public Agency— A department, agency, board, commission, authority, or other instrumentality of
the Commonwealth or political subdivision of the Commonwealth or two or more subdivisions
thereof.
Serious Injury - A.personal injury that results in death, dismemberment, significant disfigurement,
permanent loss of the use of a body organ, member, function, or system, a compound fracture, or
other significant injury that requires immediate admission and overnight hospitalization and
observation by a licensed physician.
Trench — An excavation which is narrow in relation to its length, made below the surface ground in
excess of 3 feet below grade and the depth of which is, in general, greater than the width, but the
width of the trench, as measured at the bottom, is no greater than 15 feet.
Unattended Trench —A trench where neither the permit holder, excavator, nor any of the peo
who work in or at the trench are present.